cs.AI updates on arXiv.org 08月01日 12:08
An Information Bottleneck Asset Pricing Model
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本文提出一种信息瓶颈资产定价模型,通过压缩低信噪比数据,减少冗余信息,提高金融数据非线性关系的建模性能,同时确保噪声信息过滤。

arXiv:2507.23218v1 Announce Type: cross Abstract: Deep neural networks (DNNs) have garnered significant attention in financial asset pricing, due to their strong capacity for modeling complex nonlinear relationships within financial data. However, sophisticated models are prone to over-fitting to the noise information in financial data, resulting in inferior performance. To address this issue, we propose an information bottleneck asset pricing model that compresses data with low signal-to-noise ratios to eliminate redundant information and retain the critical information for asset pricing. Our model imposes constraints of mutual information during the nonlinear mapping process. Specifically, we progressively reduce the mutual information between the input data and the compressed representation while increasing the mutual information between the compressed representation and the output prediction. The design ensures that irrelevant information, which is essentially the noise in the data, is forgotten during the modeling of financial nonlinear relationships without affecting the final asset pricing. By leveraging the constraints of the Information bottleneck, our model not only harnesses the nonlinear modeling capabilities of deep networks to capture the intricate relationships within financial data but also ensures that noise information is filtered out during the information compression process.

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金融资产定价 信息瓶颈模型 深度神经网络 非线性关系建模
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