少点错误 2024年07月09日
Why not parliamentarianism? [book by Tiago Ribeiro dos Santos]
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本文探讨议会制,作者认为其优于总统制,分析了现代议会制民主的三个要素及两种选举制度,并阐述了自己对议会制的观点。

现代议会制民主的三个主要元素包括公众舆论结构、议会代表选举制度及政党制度。公众舆论结构受阶级、种族分裂及媒体生态影响;选举制度分单选区多数制和比例代表制;政党制度的未来与宪法选择密切相关。

单选区多数制(FPTP)下,国家被划分为选区,得票最多者获选区唯一代表席位。此制度易导致两党制,选民为避免浪费选票会策略性投票,议会中微弱的选票差异可能转化为多数优势,形成'强政府',但党内结构和规则成为'影子宪法'。

比例代表制(PR)中,政党提出候选人名单,代表按得票比例从名单中选出。该制度下政党变化频繁,政府多为联合政府且易解体,但潜在的治理较为稳定。从历史长远角度看,避免国家分裂为两个永久对立党派很重要,FPTP和总统制易导致二元选择,存在风险。

作者认为比例代表制优于单选区多数制,如今这一优势愈发明显。当地政治的公众兴趣减弱,互联网降低了政治中介的重要性,使大规模政党机制几近多余,且FPTP下的政党极化使其缺乏外部竞争,原有的权衡已崩溃。

Published on July 8, 2024 2:57 PM GMT

Why not parliamentarianism?” is a short and free booklet (and a follow-up blog) authored by the Brazilian diplomatist Tiago Ribeiro dos Santos. See here his proposal to turn “parlamentarianism” into an EA cause

Ribeiro dos Santos summarizes the previous research on patterns of democracy to make a compelling case for parliamentarian democracy over the presidential alternative.  I agree with the thesis and wholeheartedly recommend the book; if you have an easy pick for a royal family, a constitutional King is also an advisable anti-presidential precaution (the main rationale for a ceremonial monarchy is its role as a barrier against a substantial one).

Given that Ribeiro dos Santos book is an excellent defense of parliamentarianism, in this post I give my opinions on what kind of parliamentarianism I find better suited to produce an effective, consociational and safe democracy.

Three main elements define the pattern of a modern parliamentary democracy: i) the structure of public opinion (class and ethnic cleavages and the media ecosystem that reinforce them) ii) the voting system for parliamentary representatives and iii) the system of political parties

For the constitutional framer, the structure of organized interests and local and ethnic loyalties are given. The future of the system of political parties, on the other hand, is extremely endogenous to the constitutional choices. 

While political parties in modern democracies are well-defined institutions, historically, they were not. Very often members of Parliament were chosen for personal influence or local popularity and arrived at the capital city with limited knowledge of national politics. They were courted by different interest groups, that over time became more and more organized. The natural process of vote trading (see Casella and Mace (2020) for a formal analysis) and different political and personal affinities naturally create parties even in weakly ideological legislatures. 

From the perspective of the constitutional framer that designs a system of checks and balances to avoid power concentration, political parties are the adversary. They are (by definition) collusive organizations that permanently undermine the assumption of “independent action of public officers” on which any constitutional design is based. On the other hand, they are inevitable in democracy and their outright banishment or diminution is impossible (by definition: the framer itself is very likely an important member of a political party).  The main tool by a framer to influence the future of political parties is the electoral system. I will examine the two extreme cases: 

From a logical and long-run historical perspective it is obvious that anything that leads to the division of the country into two permanent opposing parties is a national danger. FPTP and presidentialism force binary choices and while the Anglo-Saxon experience has not been one of frequent violence, Latin American history suggest that even non-ideological criollo-borgoise parties can end up turning elections into civil wars at an alarming rate (see “Democracy in Developing Countries: Latin America” for a melancholic account of the cyclical downfall of Latin American republics in the late XIX and XX centuries). 

Defenders of FPTP and presidentialism have two main arguments on their side: the “need” of a strong executive for effective governance and the United States exceptional performance. Regarding ordinary governance, the monumental “Patterns of democracy” (Lijphart, 2012) study suggests that among stable modern democracies the outcomes of the PR system are better than those of FPTP.  The American example is both considered in Ribeiro do Santos book (where it is shown to be relatively less presidentialist than the other continental democracies) and probably is not very exceptional anymore.

But while I consider that PR is better than FPTP in all historical periods, nowadays the advantage is becoming larger by day: the public interest in local politics is weakening, in line with the relevance of local media. More generally the Internet has reduced the relevance of political intermediation, making the machinery of mass political parties almost redundant, and putting all the political power inside parties in plebiscitarian primary elections, often decided on low turnovers and leading to the absolute internal power of the winner. Additionally, the classical permeability of Anglo-Saxon political parties is in decline: the proliferation of very safe seats in the US House of Representatives has moved political competition from the general election to the party primaries, leading to a proliferation of extremist representatives, that reinforce bloc voting (Kustov, Cerda et al, 2021). While polarization has delegitimized both parties, under FPTP they are not externally contestable. The old trade-off between (PR) contestability and (FPTP) bipartisanship is has collapsed, and with it, arguments for FPTP.

Beyond the electoral system I have already commented my opinions on the role and election system for the Supreme Court.  Regarding the relation between the Executive and Legislative branches, the essence of parliamentarianism is Legislative supremacy: in my view the selection of the Prime Minister shall be done by a relative majority of the Parliament avoiding the situations (so usual in several European countries) of “hung parliaments” unable to choose a Prime Minister, and governments shall be substituted when an alternative coalition obtains an absolute majority. In my view, parliamentary dissolution shall not be a prerogative of the Prime Minister: it shall be approved by the Parliament itself, in line with its sovereign supremacy, only limited by the Supreme Court.


 


[1] This is the case we discuss, while in practice often there are separate lists by province (Spain) and minimum thresholds for entering Parliament.



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议会制 选举制度 政治党派 民主模式
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