cs.AI updates on arXiv.org 07月09日 12:01
Formalising Human-in-the-Loop: Computational Reductions, Failure Modes, and Legal-Moral Responsibility
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本文探讨了不同HITL设置在AI法律合规性和安全性方面的差异,提出了一种新的选择方法,并揭示了在法律责任归属和AI技术可解释性之间的不可规避的权衡。

arXiv:2505.10426v1 Announce Type: cross Abstract: The legal compliance and safety of different Human-in-the-loop (HITL) setups for AI can vary greatly. This manuscript aims to identify new ways of choosing between such setups, and shows that there is an unavoidable trade-off between the attribution of legal responsibility and the technical explainability of AI. We begin by using the notion of oracle machines from computability theory to formalise different HITL setups, distinguishing between trivial human monitoring, single endpoint human action, and highly involved interaction between the human(s) and the AI. These correspond to total functions, many-one reductions, and Turing reductions respectively. A taxonomy categorising HITL failure modes is then presented, highlighting the limitations on what any HITL setup can actually achieve. Our approach then identifies oversights from UK and EU legal frameworks, which focus on certain HITL setups which may not always achieve the desired ethical, legal, and sociotechnical outcomes. We suggest areas where the law should recognise the effectiveness of different HITL setups and assign responsibility in these contexts, avoiding unnecessary and unproductive human "scapegoating". Overall, we show how HITL setups involve many technical design decisions, and can be prone to failures which are often out of the humans' control. This opens up a new analytic perspective on the challenges arising in the creation of HITL setups, helping inform AI developers and lawmakers on designing HITL to better achieve their desired outcomes.

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HITL设置 AI法律合规性 责任归属 技术可解释性
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