Communications of the ACM - Artificial Intelligence 07月09日 03:17
We Need AI Systems That Can Govern Themselves
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本文探讨了在AI时代,传统的治理模式如何成为制约系统效率的瓶颈。作者指出,尽管AI系统能够以极快的速度做出决策,但与之匹配的治理流程却往往滞后,导致运营风险增加。文章提出了“自动治理”的新范式,即通过将策略执行嵌入系统内部,实现自我管理、自我优化和自我修复。作者分享了实际应用案例,并强调了在构建此类系统时需要注意的风险和应对措施,为工程领导者提供了实用的指导。

💡 传统的治理模式成为AI发展的瓶颈。文章指出,AI系统决策速度极快,但合规审批等治理流程却严重滞后,导致效率低下和运营风险上升,例如欺诈检测系统在几毫秒内标记威胁,但人工审批却需要数天。

⚙️ 自动治理:一种新的范式。自动治理将策略执行直接嵌入AI系统内部,使其能够自我管理、自我优化和自我修复。这种模式允许系统在预设的道德和监管参数内自主运行,例如使用智能合约进行合规性检查,实现实时欺诈补救。

⚠️ 自动治理的风险与应对。尽管自动治理有诸多优势,但也存在决策不透明、偏见和故障级联等风险。为了应对这些风险,文章强调了记录治理决策、确保透明度和构建紧急控制措施的重要性,例如记录每一个治理决策,并使用通俗易懂的解释。

✅ 工程领导者的实践原则。文章为工程领导者提供了五项实践原则,包括审计治理瓶颈、将治理视为代码、设计人类监督、试点测试和构建跨学科团队,指导他们构建更安全、更 resilient 的AI系统。

🚀 未来展望:构建更安全、更 resilient 的系统。作者认为,自动治理并非要完全取代人类监督,而是通过提高速度、一致性和可见性来增强人类监督。那些能够掌握这一技术的组织,不仅会加速发展,还将构建更安全、更 resilient 的系统。

We’ve built AI systems that think faster than humans—but we’re governing them like mainframes from the 1980s.

A few years ago, my team hit a wall, but not a technical one. We were scaling a messaging platform delivering two million confirmations, regulatory notifications, and compliance alerts per second across 47 global markets. Each market had its own message formats, compliance constraints, and latency targets. We solved the hard problems: distributed consensus, sub-millisecond latency, and system reliability at scale.

But governance? That was our choke point. Every new algorithm deployment triggered weeks of legal and compliance reviews. Compliance and regulatory requirements in Europe paused our entire operation for multiple weeks while humans caught up with the rulebooks. Meanwhile, AI engines can make millions of decisions per second, adapting in real-time across dozens of jurisdictions.

Friction at Scale

I’ve seen the same friction across modern digital infrastructure:

We’re using governing systems designed for high-frequency adaptation with models built for fixed-point evaluation. The result? Bottlenecks, friction, and rising operational risk.

A New Paradigm: Autonomic Governance

Here’s the shift: what if governance wasn’t external, but internal? Just as Kubernetes can restart failed services or scale workloads without intervention, AI systems could self-govern within preset ethical and regulatory parameters.

Autonomic governance embeds policy enforcement directly into the system. These systems:

What Autonomic Governance Looks Like

In practice, we’ve begun deploying:

These aren’t just prototypes. We’ve processed billions in value across these systems—with higher reliability and traceability than manual review cycles ever delivered.

What Can Go Wrong (and How to Guard Against It)

Yes, the risks are real:

But the solution isn’t retreat—it’s robust engineering:

Principles for Engineering Leaders

If you’re building or managing AI systems, governance isn’t just a legal problem anymore. It’s an engineering constraint—one that impacts latency, availability, and feature velocity.

Here are five pragmatic leadership practices:

    Audit Your Bottlenecks: Identify manual governance steps throttling your AI systems.Treat Governance Like Code: Encode policies in machine-readable formats that adapt with systems.Design for Human Oversight: Build transparent logs and escalation paths, not just automation.Pilot and Test: Start with one use case—e.g., fraud scoring or compliance alerts—and scale what works.Build Cross-Disciplinary Teams: Embed legal, risk, and ethics advisors in your architecture review processes.

The Path Forward

Autonomic governance is not about handing control to machines. It’s about encoding rules, checks, and balances into the systems we trust to operate at scale. Done right, it won’t eliminate human oversight—it will augment it with speed, consistency, and visibility.

The organizations that figure this out won’t just move faster—they’ll build safer, more resilient systems. In a world where AI makes millions of decisions per second, governance must move at machine speed too.

References

Rahul Chandel is an engineering leader with 15+ years of experience building high-performance systems across fintech, blockchain, and cloud platforms at companies like Coinbase, Twilio, and Citrix. He specializes in scalable, resilient architectures and has presented at AWS re:Invent. See https://www.linkedin.com/in/chandelrahul/.

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AI治理 自动治理 人工智能 工程实践
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