DLabs.AI 2024年11月26日
Copyright And Artificial Intelligence: Can AI Be An Inventor?
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人工智能(AI)是否可以被认定为发明者成为AI领域热门话题。南非和澳大利亚的案例引发了关于AI发明专利权的讨论。传统专利法将发明者定义为个人,而AI系统则挑战了这一定义。本文探讨了现有专利法对AI发明者的态度,以及南非和澳大利亚在AI发明专利权方面的不同立场,并指出随着AI技术快速发展,法律需要及时更新以适应新形势。

🤔 **现有专利法普遍将发明者定义为‘个人’或‘自然人’,这排除了AI作为发明者的可能性。**美国、英国、欧盟、日本和中国等国家的专利法都遵循这一原则,认为只有人类才能被视为发明者。

💡 **南非案例中,AI系统DABUS被认定为发明者,引发了关于AI发明权的争议。**DABUS是一个能够独立思考的AI系统,它设计了一种基于分形几何的食品容器,并获得了专利,但其他国家如美国和欧洲则拒绝承认AI作为发明者。

🌍 **澳大利亚法院推翻了专利局的决定,认为发明者可以是‘任何发明事物’。**这使得AI在澳大利亚暂时获得了作为发明者的资格,但这一决定也可能引发后续争议。

⚠️ **AI作为发明者引发了诸多挑战,例如AI的申请资格、发明权归属等问题。**如果将AI视为发明者,则需要重新思考专利法中相关条款,以避免阻碍AI技术的发展。

⏳ **随着AI技术快速发展,法律需要及时更新,以明确AI发明者的身份和权利义务。**这将有助于促进AI创新,并确保AI技术得到合理应用。

A topic is trending in the world of AI. It’s the question of if AI can now be recognized as an inventor.

Put another way, people are asking, “If a machine develops something novel, can it hold a patent?” Historically, the answer would have been a firm, “No.” But two landmark cases — one in South Africa, the other in Australia — have cast new light on the subject.

An AI-based system has proven that machines can think somewhat independently. And now, teams worldwide want solutions created by AI to be protected under patent law.

We’ll look at how these two cases are influencing the discussion later in this article. 

But first, let’s examine existing patent law.

AI and copyright law across the world

When describing a solution’s creator, most patent laws refer to them as ‘individuals’ or ‘natural persons,’ leaving no room for AI to be considered the inventor.

The American legal text is a case in point.

U.S. patent law defines an inventor as an ‘individual’ (or individuals) who “…invented or discovered the subject matter of the invention.”

The text continues, “…whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent.”

That’s why — when the United States Patent Office (USPTO) recently reviewed a patent application that stated AI as the inventor, the authority rejected it. Other patent offices have drawn the same conclusion, agreeing that only humans can be inventors.

The following table outlines the reasoning behind each jurisdiction’s stance.

Jurisdiction

Can AI be an inventor?

Reasoning

United States

No

U.S. patent law says an inventor must be ‘a natural person,’ eliminating the possibility of AI being recognized as a creator.

United Kingdom

No

Sections 7 and 13 of the UK Patent Act stipulate the creator must be a ‘person’ and so cannot consider AI as an inventor.

European Union

No

European patent law also says the inventor designated in patent applications must be a ‘natural person.’

Japan

No

The Japan Patent Act includes the same provision.

China

No

Chinese patent law says an applicant can be ‘a natural person or legal entity’ — but the inventor must be a natural person.

The challenge is: most patent laws are decades old. 

They’re yet to account for what emerging technologies can do. And that’s why developers worldwide are calling the legal texts into question.

Let’s return to South Africa to explore the debate.

Can AI be an inventor? South Africa says, ‘Yes.’

When South Africa granted a patent to a “food container based on fractal geometry,” few people paid much attention.

Authorities grant such patents every day. But look closer at the application, and you’ll notice a groundbreaking detail: the designated inventor was not a natural person by any stretch of the imagination

The ‘mind’ behind the solution was an AI-based system called DABUS.

DABUS stands for Device for the Autonomous Bootstrapping of Unified Sentience. It was built by AI pioneer Dr. Stephen Thaler, who designed the system to mimic human brainstorming and create new inventions.

In broad terms — DABUS is a specialist type of AI known as a ‘creativity machine’ because it can think independently, often in complex ways (as opposed to a smart assistant like Siri whose output is structured).

Still, while DABUS can think independently, there’s no hiding from the fact that it is artificial intelligence. Which is why the United States and Europe disagreed with South Africa then they rejected its patent application outright.

That said, a run of events in Australia underlines the complexity of the issue.

The Australian Commissioner of Patents initially rejected the DABUS application on the grounds that ‘an AI system cannot be considered an inventor on an Australian patent.’ 

However, a Federal Court judge overturned this determination.

Judge Beach deemed the Commissioner’s interpretation of an inventor as ‘too narrowly applied’ because, in his view, an inventor can be ‘anything that invents.’ So — for the time being, AI can be recognized as an inventor in Australia too.

But specialists expect a backlash against Judge Beach’s decision, which leads us to a final question.

Should an AI system be recognized as an inventor?

Whether AI ‘can’ or ‘should’ be recognized as an inventor are two very different questions, so let’s end by exploring the nuance.

In the age of machine learning, where humans can program systems to process and analyze swathes of data before letting them work independently, there’s an argument that says ‘Yes, AI can be an inventor.’

But recognizing AI as such opens up a number of challenges.

You see — under U.S. patent law, an inventor can transfer the application right to a separate party by a signed agreement. Meaning if we deem AI as an eligible inventor, then we must also deem AI as an eligible applicant, which stretches the imagination.

That’s why the U.S. patent office asked Dr. Thaler to mark himself down as the inventor, if only for the purpose of this application. And while you might think that sounds like the sensible way forward, the solution is not as practical as it sounds.

Had Dr. Thaler taken ownership of the patent, he could also be seen as the inventor of DABUS’ subsequent creations.

At least, in the eyes of patent law.

Meaning that future users would be reluctant to train DABUS further for fear of having no claim to its next creations.

And that would stifle progress. So — given that AI did devise this food container entirely independently, Dr. Thaler felt it was an opportunity to push authorities to review existing patent law in the hope of fostering a more innovative environment.

And on that front, we wholeheartedly agree.

The time is now to rewrite patent law

While DABUS has shone a light on the constraints of existing patent laws, we’re still some way away from AI inventing on a daily basis.

Moreover, artificial intelligence is not yet smart enough to create ‘novelty’ as described in existing legal texts. But with capabilities fast improving, it won’t be long before AI becomes one of the world’s leading innovators.

That’s why lawmakers need to update legal texts as soon as possible. The rest of us need to know if AI can be an inventor in its own right.

 

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人工智能 专利法 发明者 AI专利 DABUS
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